Diamond, Jared. Guns, Germs, and Steel: The Fates of Human Societies. New York: W. W. Norton & Company, 1997.
The history of interactions among disparate people is what shaped the modern world through conquest, epidemics, and genocide. Those collisions created reverberations that have still not dies down after many centuries, and that are actively continuing in some of the world’s most troubled areas today. (p. 16)
Modern European and American children spend much of their time being passively entertained by television, radio, and movies. In the average American household, the TV set is on for seven hours per day. In contrast, traditional New Guinea children have virtually no such opportunities for passive entertainment and instead spend almost all of their waking hours actively doing something, such as talking or playing with other children or adults. Almost all studies of child development emphasize the role of childhood stimulation and activity in promoting mental development, and stress the irreversible mental stunting associated with reduced childhood stimulation. (p. 21)
History followed different courses for different peoples because of differences among peoples’ environments, not because of biological differences among peoples themselves. (p. 25)
Another chain of causation led from food production to writing, possibly the most important single invention of the last few thousand years. Writing has evolved de novo only a few times in human history, in areas that had been the earliest sites of the rise of food production in their respective regions. All other societies that have become literate did so by the diffusion of writing systems or of the idea of writing from one of those few primary centers. Hence, for the student of world history, the phenomenon of writing is particularly useful for exploring another important constellation of causes: geography’s effect on the ease with which ideas and inventions spread. (p. 30)
Tools were produced in diverse and distinctive shapes so modern that their functions as needles, awls, engraving tools, and so on are obvious to us. Instead of only single-piece tools such as hand-held scrapers, multipiece tools made their appearance. Recognizable multipiece weapons at Cro-Magnon sites include harpoons, spear-throwers, and eventually bows and arrows, the precursors of rifles and other multipiece modern weapons. Those efficient means of killing at a safe distance permitted the hunting of such dangerous prey as rhinos and elephants, while the invention of rope for nets, lines, and snares allowed the addition of fish and birds to our diet. (p. 39)
Of the Cro-Magnons’ products that have been preserved, the best known are their artworks: their magnificent cave paintings, statues, and musical instruments , which we still appreciate as art today. Anyone who has experience firsthand the overwhelming power of the life-sized painted bulls and horses in the Lascaux Cave of southwestern France will understand at once that their creators must have been as modern in their minds as they were in their skeletons. (p. 40)
Obviously, some momentous change took place in our ancestors’ capabilities between about 100,000 and 50,000 years ago. That Great Leap Forward poses two major unresolved questions, regarding its triggering cause and its geographic location. As for its cause, I argued in my book The Third Chimpanzee for the perfection of the voice box and hence for the anatomical basis of modern language, on which the exercise of human creativity is so dependent. Others have suggested instead that a change in brain organization around that time, without a change in brain size, made modern language possible. (p. 40)
A related factor bringing Spaniards to Peru was the existence of writing. Spain possessed it, while the Inca Empire did not. Information could be spread far more widely, more accurately, and in more detail by writing than it could be transmitted by mouth. That information, coming back to Spain from Columbus’s voyages and from Cortes’s conquests of Mexico, sent Spaniards pouring into the New World. (pp. 78-79)
Letters and pamphlets supplied both the motivation and the necessary detailed sailing directions. The first published report of Pizarro’s exploits, by his companion Captain Cristobal de Mena, was printed in Seville in April 1534, a mere nine months after Atahuallpa’s execution. It became a best-seller, was rapidly translated into other European languages, and sent a further stream of Spanish colonists to tighten Pizarro’s grip on Peru. (p. 79)
In short, literacy made the Spaniards heirs to a huge body of knowledge about human behavior and history. By contrast, not only did Atahuallpa have no conception of the Spaniards themselves, and no personal experience of any other invaders from overseas, but he also had not even heard (or read) of similar threats to anyone else, anywhere else, anytime previous in history. The gulf of experience encouraged Pizarro to set his trap and Atahuallpa to walk into it. (p. 80)
A stored food surplus built up by taxation can support other full-time specialists besides kings and bureaucrats. Of most direct relevance to wars of conquest, it can be used to feed professional soldiers. (p. 90)
Stored food can also feed priests, who provide religious justification for wars of conquest; artisans such as metalworkers, who develop swords, guns, and other technologies; and scribes, who preserve far more information than can be remembered accurately. (p. 90)
Still later, after the invention of saddles and stirrups, horses allowed the Huns and successive waves of other peoples from the Asian steppes to terrorize the Roman Empire and its successor states, culminating in the Mongol conquests of much of Asia and Russia in the 13th and 14th centuries A.D. (p. 91)
Continental differences in axis orientation affected the diffusion not only of food production but also of other technologies and inventions. For example, around 3,000 B.C. the invention of the wheel in or near Southwest Asia spread rapidly west and east across much of Eurasia within a few centuries, whereas the wheels invented independently in prehistoric Mexico never spread south to the Andes. Similarly, the principle of alphabetic writing, developed in the western part of the Fertile Crescent by 1500 B.C., spread west to Carthage and east to the Indian subcontinent within about a thousand years, but the Mesoamerican writing systems that flourished in prehistoric times for at least 2,000 years never reached the Andes. (p. 190)
Early writing was restricted to elites supported by food-producing peasants, and it served purposes of economically and socially complex food-producing societies (such as royal propaganda, goods, inventories, and bureaucratic crops, livestock, and technologies related to food production were more likely to become involved in other exchanges as well. (p. 190)
The major killers of humanity throughout our recent history – smallpox, flu, tuberculosis, malaria, plague, measles, and cholera – are infectious diseases that evolved from diseases of animals, even though most of the microbes responsible for our own epidemic illnesses are paradoxically now almost confined to humans. (pp. 196-197)
Because diseases have been the biggest killers of people, they have also been decisive shapers of history. Until World War II, more victims of war died of war-borne microbes than of battle wounds. All those military histories glorifying great generals oversimplifying the ego-deflating truth: the winners of past wars were not always the armies with the best generals and weapons, but were often merely those bearing the nastier germs to transmit to their enemies. (p. 197)
Knowledge brings power. Hence writing brings power to modern societies, by making it possible to transmit knowledge with far greater accuracy and in far greater quantity and detail, from more distant lands and more remote times. (p. 215)
The commands of the monarchs and merchants who organized colonizing fleets were conveyed in writing. The fleets set their courses by maps and written sailing directions prepared by previous expeditions. Written accounts of earlier expeditions motivated later ones, by describing the wealth and fertile lands awaiting the conquerors. The accounts taught subsequent explorers what conditions to expect, and helped them prepare themselves. The resulting empires were administered with the aid of writing. While all those types of information were also transmitted by other means in preliterate societies, writing made the transmission easier, more detailed, more accurate, and more persuasive. (p. 216)
Perhaps the most important single step in the whole history of writing was the Sumerians’ introduction of phonetic representation, initially by writing an abstract noun (which could not be readily drawn as a picture) by means of the sign for a depictable noun that had the same phonetic pronunciation. (p. 220)
For instance, it’s easy to draw a recognizable picture of an arrow, hard to draw a recognizable picture of life, but both are pronounced ti in Sumerian, so a picture of an arrow came to mean either arrow or life. The resulting ambiguity was resolved by the addition of a silent sign called a determinative, to indicate the category of nouns to which the intended objects belonged. Linguists term this decisive innovation, which also underlies puns today, the rebus principle. (p. 220)
Once the Sumerians and early Mexicans had invented writing, the details or principles of their writing spread rapidly to other societies, before they could go through the necessary centuries or millennia of independent experimentation with writing themselves. (p. 224)
Such transmission of invention assumes a whole spectrum of forms. At the one end lies “blueprint copying,” when you copy or modify an available detailed blueprint. At the opposite end lies “idea diffusion,” when you receive little more than the basic idea and have to reinvent the details. (p. 224)
The Roman alphabet itself was the end product of a long sequence of blueprint copying. Alphabets apparently arose only once in human history: among speakers of Semitic languages, in the area from modern Syria to the Sinai, during the second millennium B.C. All of the hundreds of historical and now existing alphabets were ultimately derived from that ancestral Semitic alphabet, in a few cases (such as the Irish ogham alphabet) by idea diffusion, but in most by actual copying and modification of letter forms. (p. 226)
To us today, it is tempting to ask why societies with early writing systems accepted the ambiguities that restricted writing to a few functions and a few scribes. But even to post that question is to illustrate the gap between ancient perspectives and our own expectations of mass literacy. (p. 235)
The intended restricted uses of early writing provided a positive disincentive for devising less ambiguous writing systems. The kings and priests of ancient Sumer wanted writing to be used by professional scribes to record numbers of sheep owed in taxes, not by the masses to write poetry and hatch plots. (p. 235)
Writing was never developed or even adopted by hunter-gatherer societies, because they lacked both the institutional uses of early writing and the social and agricultural mechanisms for generating the food surpluses required to feed scribes. (p. 236)
Writing arose independently only in the Fertile Crescent, Mexico, and probably China precisely because those were the first areas where food production emerged in their respective hemispheres. Once writing had been invented by those few societies, it then spread, by trade and conquest and religion, to other societies with similar economies and political organizations. (pp. 236-237)
Here familiar examples deceive us into assuming that other major inventions were also responses to perceived needs. In fact, many or most inventions were developed by people driven by curiosity or by a love of tinkering, in the absence of any initial demand for the product they had in mind. (p. 242)
My two main conclusions are that technology develops cumulatively, rather than in isolated heroic acts, and that it finds most of its uses after it has been invented, rather than being invented to meet a foreseen need. (pp. 245-246)
Let’s begin by comparing the acceptability of different inventions within the same society. It turns out that at least four factors influence acceptance.
The first and most obvious factor is relative economic advantage compared with existing technology…A second consideration is social value and prestige, which can override economic benefit (or lack thereof)…Still another factor is compatibility with vested interests…The remaining consideration affecting acceptance of new technologies is the ease with which their advantages can be observed. (pp. 248-249)
Because technology begets more technology, the importance of an invention’s diffusion potentially exceeds the importance of the original invention. (p. 258)
Obviously, too, part of the reason for states’ triumphs over simpler entities when the two collide is that states usually enjoy an advantage of weaponry and other technology, and a large numerical advantage in population. But there are also two other potential advantages inherent in chiefdoms and states. First, a centralized decision maker has the advantage at concentrating troops and resources. Second, the official religions and patriotic fervor of many states make their troops willing to fight suicidally. (p. 281)
Naturally, what makes patriotic and religious fanatics such dangerous opponents is not the deaths of the fanatics themselves, but their willingness to accept the deaths of a fraction of their number in order to annihilate or crush their infidel enemy. Fanaticism in war, o the type that drove recorded Christian and Islamic conquests, was probably unknown on Earth until chiefdoms and especially states emerged within the last 6,000 years. (p. 282)
Most Eurasian states had literate bureaucracies, and in some a significant fraction of the populace other than bureaucrats was also literate. Writing empowered European societies by facilitating political administration and economic exchanges, motivating and guiding exploration and conquest, and making available a range of information and human experience extending into remote places and times. In contrast, use of writing in the Americas was confined to the elite in a small area of Mesoamerica. The Inca Empire employed an accounting system and mnemonic device based on knots (termed quipu), but it could not have approached writing as a vehicle for transmitting detailed information (p. 360)
A minor cultural feature may arise for trivial, temporary local reasons, become fixed, and then predispose a society toward more important cultural choices, as is suggested by applications of chaos theory to other fields of science. Such cultural processes are among history’s wild cards that would tend to make history unpredictable. (p. 418)